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Collect photocopies of all documents executed for registration as a client, immediately trading practices on bse and nse its execution. Ensure that the documents or forms for registration as Client, are fully filled in. Always insist on contract notes from trading practices on bse and nse broker.
In case of doubt in respect of the transactions, verify the genuineness of the same on the BSE website. Always settle the dues through the normal banking channels with the market intermediaries. Before placing an order with the market intermediaries, please check about the credentials of the companies, its management, fundamentals and recent announcements made by them and various other disclosures made under various regulations. The sources of information are the websites of Exchanges and companies, databases of data vendor, business magazines etc.
Carry out due diligence before registering as client with any intermediary. Carefully read and understand the contents stated in the Risk Disclosure Document, which forms part of the investor registration requirement for dealing through brokers. Be cautious about stocks which show a sudden spurt in price or trading activity, especially low price stocks. There are no guaranteed returns on investment in the stock market. Always keep copies of all investment documentation e. Always keep copies of documents you are sending to companies, Trading Member, Registrar and Transfer Agent, etc.
Send important documents by a reliable mode preferably through registered post to ensure delivery. Ensure that you have money before you buy. Ensure that you are holding securities before you sell. Follow up diligently and promptly e. If you do not receive the trading practices on bse and nse documentation within a reasonable time, contact the concerned person; i. Mention clearly whether you want to transact in physical mode or trading practices on bse and nse demat mode.
Lodge your Arbitration Application against the Trading Member, at the concerned Regional Investor Service Centre, by confirming geographical jurisdiction. Please use for the purpose, your address as intimated to your Trading Member by following due process of law. The details of geographical jurisdiction of each Regional Investor Service Centre are also available on the Contract Note.
Lodge your complaint against a company listed on BSE, at the concerned Regional Investor Service Centre, by confirming geographical jurisdiction. Please use your address for deciding the geographical jurisdiction. This will trading practices on bse and nse to process the complaint expeditiously. Don't execute any documents with any intermediary without fully understanding its terms and conditions.
Don't deal based on rumours or 'tips'. Don't fall prey to promises of guaranteed returns. Don't leave the custody of your Demat Transaction slip book in the hands of any intermediary. Don't get carried away with advertisements trading practices on bse and nse the financial performance of companies in print and electronic media. Don't blindly follow media reports on corporate developments, as some of these could be misleading.
Don't blindly imitate investment decisions of others who may have profited from their investment decisions. Don't forgo obtaining all documents of transactions, in good faith even from people whom you know. Don't forget to take note of the risks involved in an investment.
Don't get misled by guarantees of repayment of your investments through post-dated cheques. Don't hesitate to approach concerned persons and then the appropriate authorities. Don't get swayed by promises of high returns. BSE has installed a Toll Free line 22 at which the investors can inform on any specific lead with regard to any type of undesirable trading practices in any scrip or any type of market aberration observed by them. Investors are requested to get their messages recorded in English or Hindi.
Identity of the investor will be kept confidential.